Sample PPM

July 22, 2024

by a searcher from University of Oregon in Santa Monica, CA, USA

Hi All - I realize the Stanford primer extra materials include a sample PPM, but I am wondering if there are any other stand out example PPMs you can share? I am early on in my search journey and any insights help!

Best,
Daniel

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Reply by a professional
from American University in Irvine, CA, USA

John is absolutely correct. One thing that people need to be careful about is that the SEC follows a doctrine known as the "one envelope rule", which traditionally stood for the proposition that everything contained in the same envelope as a PPM offering document would be deemed included in the securities disclosures and representations and warranties in the PPM, by virtue of being sent together. That doctrine has since become expanded with the progress of technology, such that today, if you have information on a website pertaining to the company making the offering, or other collateral materials in any medium, they may be deemed included if any person can claim that they relied on that information in making the decision to invest in your company.

Reply by an intermediary
from The University of North Carolina at Chapel Hill in Nashville, TN, USA

I recommend following the GSB example on your own. BUT. I have created a word template to jump start your PPM writing

https://joesteg.gumroad.com/l/ombqg?_gl=1*ehaimn*_ga*NjEyNDgyMDUuMTcxODc2NzY1OA..*_ga_6LJN6D94N6*MTcyMTc1NzIwNi4yLjEuMTcyMTc1NzIzOC4wLjAuMA..

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