How are searchfunds regulated in compliance with SEC regulations?

searcher profile

May 23, 2021

by a searcher from University of Pennsylvania - The Wharton School in Toronto, ON, Canada

How are searchfunds regulated in compliance with SEC regulations?

Character required: XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX


1
8
57
Replies
8
commentor profile
Reply by a searcher
from University of Pennsylvania in Toronto, ON, Canada
Search funds are regulated in the same way as most alternative investment vehicles, with no one in particular exercising the day to day oversight of them. However, the capital raising activities are regulated by the securities laws, which are administered by the SEC.
commentor profile
Reply by a searcher
from King's College in Kuwait City, Kuwait
great info thanks!
commentor profile
+6 more replies.
Join the discussion