Any changes to structure to seller notes under COVID-19?

searcher profile

April 23, 2020

by a searcher from Massachusetts Institute of Technology - MIT Sloan School of Management in Los Angeles, CA, USA

How are folks thinking about structuring the seller note differently given the unusual circumstances? Historical guidance was 10-15% seller note ensuring the seller has skin in the game (assuming the remainder is financed through equity and sr. SBA debt.)

How are folks thinking about restructuring this - especially in industries that are considered "at-risk" to exposure to a downturn? Increase the note size? Change the amortization terms? Have some sort of balloon payment to the seller every 12 months (the payment to be financed by the lender or via an escrow?

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commentor profile
Reply by an intermediary
from The University of Chicago in Chicago, IL, USA
Some possibilities
1) You agree to pay X + Note of Y (Traditional as you spelled out)
2) You agree pay A + "pay more" up to B depending on performance. This is considered "ear-out"'; not allowed by SBA.
3) You agree to pay X + a Note of Y with agreed payment terms. But you also negotiate a "pay less" clause i.e. Y gets reduced based on performance. This is Ok with SBA to the best of my knowledge, but some lenders are not OK with it (See Jeff's comment above)
4) You agree to pay X and a Note of Y, but the payment schedule of Y, but not the amount Y, is tied to performance. You agree that Note Y is completely paid off by, say, 5 years regardless of performance. You could be creative on tis with increasing interest to appease the seller.
There are few more variations.
Increasing the Note does not mitigate the risk of uncertainty.
commentor profile
Reply by an intermediary
from Indiana University at Bloomington in Carmel, IN, USA
Really the size of the note is going to be dependent on any "claw-back" provisions if revenues and or profits do not go back to pre-virus. Depending on the lending sources, this could take many forms, earn-outs on conventional loans, erosion clauses on SBA notes. I focus on transactions in the SBA range for the most part and often have such erosion clauses in place, They are not easy to word to get it compliant with SBA rules and many banks have never done them before and think that it is an earnout, which is prohibited with SBA notes. To get a seller to move forward when they think that their business is going to be back quickly, you have to be creative. One of my clients completed a transaction last Tuesday with such a clause in place, so there are deals happening in this changed environment.
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